Most advisors complete RIA registration in 30 to 90 days. Here is what each phase involves, what causes delays, and how to keep your filing on track.
How Long Does It Take to Register an RIA?
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ADVISOR SOLUTIONS
Everything you need to build and grow your firm
From compliance to marketing, investments, and insurance — integrated support for independent advisors & RIAs.
RIA Registration
Guidance through firm structure, registration, and setup — so you launch with clarity and confidence.
Ongoing Compliance
Oversight and support that keep your firm aligned, organized, and audit-ready as you grow.
Brand & Marketing
Brand, websites, and ongoing content that build your presence and keep clients engaged.
Investment Management
Structured portfolio strategies and asset management to strengthen your investment offering.
Insurance Solutions
Annuities, life, and protection strategies to expand your capabilities and better serve clients.
YOUR PATHWAY
Choose the right path to your independence.
Whether you're launching your own RIA, joining an established platform, or growing your existing firm, SimplyRIA helps you take the next step with clarity and confidence.
LAUNCH
Start Your Own RIA
Build from the ground up — registration, compliance, and full launch support.
JOIN
Advisor Launch Pad Program
Independence with infrastructure already in place. Own your brand and clients.
SCALE
Take Your Firm Further
One connected partner replacing compliance, marketing, investments & insurance.
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Resources for Growth-Minded Advisors
Explore practical insights, educational tools, and ongoing guidance designed to help advisors stay informed, compliant, and ahead of the curve.
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The Simplified Path to Independence
You’ve built a career on trust, integrity, and doing what’s right for your clients. But as the industry continues to evolve, you may be questioning whether your current structure still gives you the…
Your Pathway to True Independence
Your Pathway to True Independence
Whether you’re ready to build your own firm or want a supported glidepath to independence, SimplyRIA helps advisors transition with clarity, structure, and confidence.
Start Your Own RIA
Build the firm you envision—from registration to compliance and beyond. We simplify every step so you can launch with confidence and stay focused on clients.
Start Your Own RIA
Build the firm you envision—from registration to compliance and beyond. We simplify every step so you can launch with confidence and stay focused on clients.
Advisor Launch Pad Program
Grow within a supported RIA environment while preparing to go fully independent. Our Launch Pad Program provides infrastructure, compliance, and guidance every step of the way.
Advisor Launch Pad Program
Grow within a supported RIA environment while preparing to go fully independent. Our Launch Pad Program provides infrastructure, compliance, and guidance every step of the way.
Solutions Built For Every Stage of Your RIA
Solutions Built for Every Stage of Your RIA
Whether you’re launching your firm, maintaining compliance, or need targeted consulting, SimplyRIA offers advisor-driven solutions designed to meet you where you are—and help you grow with confidence.
RIA Registration Services
Launch your RIA with clarity and confidence. From filings to firm structure, we simplify the process and guide you through every step of registration and approval.
RIA Registration Services
Launch your RIA with clarity and confidence. From filings to firm structure, we simplify the process and guide you through every step of registration and approval.
Ongoing Compliance Services
Stay organized, audit-ready, and client-focused. Our compliance programs combine expert oversight, technology, and personalized support to keep your firm running smoothly.
Ongoing Compliance Services
Stay organized, audit-ready, and client-focused. Our compliance programs combine expert oversight, technology, and personalized support to keep your firm running smoothly.
Hourly Compliance Consulting Services
Get focused, on-demand support for specific compliance projects, audits, or filings. Our hourly consulting services give you expert guidance exactly when—and where—you need it.
Hourly Compliance Consulting Services
Get focused, on-demand support for specific compliance projects, audits, or filings. Our hourly consulting services give you expert guidance exactly when—and where—you need it.