Fast Track to Successful Advisorship
Alone the transition from agent to advisor can seem daunting, but SimplyRIA is here to prepare you for success as a Series 65 Fiduciary Financial Advisor. We created our “Fast Track to Successful Advisorship” program so that you can get all the necessary work done in a timeline that coincides with the launch of you as a new IAR. Whether you are an insurance agent or a registered rep, we’ve built in the following benefits to our “Fast Track to Successful Advisorship” program:
- Prepare you for successful completion of the Series 65 Examination
- Open your Form U4
- Conduct all the needed background checks, compliance, etc.
- Secure and sponsor your seat for the Series 65 Examination
- Testeachers Discount Code
Go Even Further
Getting licensed is only half the journey; we are here to get you all the way to IAR. Joining our Preferred Partner RIAs will entitle you to training in A Smarter Way to Invest – process fundamentals & portfolio building – and a multitude of topics across wealth management so you can truly fulfill your new role as a true financial advisor with a powerful investment solution for your clients. Training is available on site and via webinars so there is always a solution to match your convenience. Additionally, an archive of webinars on the topics covered remains available for continued access.
Basic Overview:
- Introduction to Wealth Management
- The future of Wealth Management
- Investment Knowledge Essentials
- Modern Portfolio Theory
- Historical Investment Perspective by Asset Class
- Successful Client Attraction and Retention: The Value Proposition
- Holistic Smarter Solutions Building
- Current and Future Issues in Finance
- Building Your Rapport