Fast Track to Successful Advisorship

Alone the transition from agent to advisor can seem daunting, but SimplyRIA is here to prepare you for success as a Series 65 Fiduciary Financial Advisor. We created our “Fast Track to Successful Advisorship” program so that you can get all the necessary work done in a timeline that coincides with the launch of you as a new IAR. Whether you are an insurance agent or a registered rep, we’ve built in the following benefits to our “Fast Track to Successful Advisorship” program:

  • Prepare you for successful completion of the Series 65 Examination
  • Open your Form U4
  • Conduct all the needed background checks, compliance, etc.
  • Secure and sponsor your seat for the Series 65 Examination
  • Testeachers Discount Code


Go Even Further

Getting licensed is only half the journey; we are here to get you all the way to IAR. Joining our Preferred Partner RIAs will entitle you to training in A Smarter Way to Invest – process fundamentals & portfolio building – and a multitude of topics across wealth management so you can truly fulfill your new role as a true financial advisor with a powerful investment solution for your clients. Training is available on site and via webinars so there is always a solution to match your convenience. Additionally, an archive of webinars on the topics covered remains available for continued access.

Basic Overview:

  • Introduction to Wealth Management
  • The future of Wealth Management
  • Investment Knowledge Essentials
  • Modern Portfolio Theory
  • Historical Investment Perspective by Asset Class
  • Successful Client Attraction and Retention: The Value Proposition
  • Holistic Smarter Solutions Building
  • Current and Future Issues in Finance
  • Building Your Rapport