Taking Your B/D Only Assets to an RIA
Bring Your Complete Book
You Sold B/D Only Assets & Took the Trail
SimplyRIA made a very strategic relationship with you in mind. In fact we believe we have the only one of it’s kind, and we are making it available to you so you and your clients can enjoy the benefits of the truly independent pure RIA platform.
What Did We Do?
We built a relationship where you can “park” your B/D required assets in order to remain the clients’ servicing advisor and preserve your income. The nature of the deal is simple, you’ll get a fair payout without the compliance and technology fees of the B/D. In exchange you have to have us doing your compliance and ensuring adequate supervision, but the result is you can have the best of both worlds: practicing in a fiduciary environment, preserving your compensation level, and maintaining your client relationships.