Most advisors complete RIA registration in 30 to 90 days. Here is what each phase involves, what causes delays, and how to keep your filing on track.
How Long Does It Take to Register an RIA?
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Built by advisors, for advisors
RIA registration, made simple
We prepare and file your Form ADV, U4, Form CRS, and compliance manuals, and we handle regulator correspondence for you. Flat fee pricing, no surprises.
- SEC and state filings, done for you
- Most firms approved in 30 to 60 days
- You keep 100% of your brand and clients
What we handle for you
Everything your registration needs, prepared, filed, and regulator ready.
Form ADV
Prepared and filed accurately
Form CRS and U4
Disclosure documents drafted
Compliance manuals
Built for your firm
Custodian setup
Guidance and coordination
FINRA Gateway
SAA access configured
SEC or state filing
Right jurisdiction, handled
1
Introductory call
We learn your firm, timeline, and goals, then confirm your eligibility.
2
We prepare your filings
ADV, disclosures, and manuals drafted and reviewed with you.
3
Submission and approval
We file and manage regulator questions until you're approved.
4
Launch your firm
Tech and custodian set up, ready to serve clients from day one.
Frequently asked questions
How long does registration take?
Most firms are approved within 30 to 60 days once filings are submitted.
Do I register with the SEC or my state?
It depends on your assets under management and where your clients live. We help you choose the right jurisdiction and file accordingly.
Do I keep ownership of my firm?
Yes. You own 100% of your brand, your clients, and your business.
Ready to launch your RIA?
Talk to an advisor who has done it. Flat fee, no obligation.
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