(810) 227-2549 info@simplyria.com

Registration Services

Registration Services

Focus On What’s Important, Your Business

Once you’ve decided to break-away and launch your own Registered Investment Adviser (RIA) Firm, there are certain processes, procedures and guidelines that must be completed.

Dealing with all the facets of this complicated and cumbersome processes of registering your firm and affiliated Investment Advisor Representatives (IAR) of your firm is just the beginning!

Focus On What’s Important, Your Business

Once you’ve decided to break-away and launch your own Registered Investment Adviser (RIA) Firm, there are certain processes, procedures and guidelines that must be completed.

Dealing with all the facets of this complicated and cumbersome processes of registering your firm and affiliated Investment Advisor Representatives (IAR) of your firm is just the beginning!

That’s Where We Come In…

SimplyRIA is here to provide simplicity and do all of the heavy lifting. We will make sure your firm is properly registered and follows all necessary requirements to be a fully compliant RIA. Our process is designed to not only create your customized State or SEC level RIA Firm but also to make sure all the requirements are being properly met for your firm’s registration, allowing you to focus on what’s most important to you, getting your Firm ready for business!

Our Services Don’t Stop There!

Once you are completely registered, all requirements have been met and business has commenced, we can provide ongoing support to your Firm and IARs for requirements that must be adhered to throughout the year.

For a start, this will include the required change submissions through the IARD system for items such as the Firm’s Annual update, the Firm Form ADVs (1A & 1B), ADV 2A (Firm Brochure), ADV 2B (Wrap Fee Brochure, U-4 for the addition of new IARs, U-5 for the removal of IARs from your firm to name a few.  Additional items will be required but let us do all the work for you.

That’s Where We Come In…

SimplyRIA is here to provide simplicity and do all of the heavy lifting. We will make sure your firm is properly registered and follows all necessary requirements to be a fully compliant RIA. Our process is designed to not only create your customized State or SEC level RIA Firm but also to make sure all the requirements are being properly met for your firm’s registration, allowing you to focus on what’s most important to you, getting your Firm ready for business!

Our Services Don’t Stop There!

Once you are completely registered, all requirements have been met and business has commenced, we can provide ongoing support to your Firm and IARs for requirements that must be adhered to throughout the year.

For a start, this will include the required change submissions through the IARD system for items such as the Firm’s Annual update, the Firm Form ADVs (1A & 1B), ADV 2A (Firm Brochure), ADV 2B (Wrap Fee Brochure, U-4 for the addition of new IARs, U-5 for the removal of IARs from your firm to name a few.  Additional items will be required but let us do all the work for you.

We’re Ready To Help

Let us simplify the process so you can focus on growing your business & revenue. Contact us today to learn more about the registration services and how SimplyRIA makes this process simple and painless for you and your firm!

We’re Ready To Help

Let us simplify the process so you can focus on growing your business & revenue. Contact us today to learn more about the registration services and how SimplyRIA makes this process simple and painless for you and your firm!

Questions? Discuss With an Expert!

Contact Details

SimplyRIA, Inc., is located in Michigan about 45 minutes West of Detroit.

1024 E. Grand River Ave.
Brighton, MI 48116
T (810) 227-2549
F (810) 227-2558

100% Turnkey

Allow SimplyRIA to do all the heavy lifting.  Lets get your RIA started today!

Not ready to start your RIA, SimplyRIA has options for you to be an IAR with a RIA.

Network With Us

Connect with our vast network at www.epadvisornetwork.com

© 2018 Simply RIA Web Design by EliteAMG

Questions? Discuss With an Expert!

Contact Details

SimplyRIA, Inc., is located in Michigan about 45 minutes West of Detroit.

1024 E. Grand River Ave.
Brighton, MI 48116
T (810) 227-2549
F (810) 227-2558

100% Turnkey

Allow SimplyRIA to do all the heavy lifting.  Lets get your RIA started today!

Not ready to start your RIA, SimplyRIA has options for you to be an IAR with a RIA.

Network With Us

Connect with our vast network at www.epadvisornetwork.com

© 2018 Simply RIA Web Design by EliteAMG