Helping Your Business Succeed is Our Only Objective
So you’ve decided to take the plunge toward starting your own RIA but where do you begin?
SimplyRIA’s proven process for setting up RIA’s will remove the stress of navigating this complex process on your own, which in turn will allow you to transition into focusing on what you do best; retaining and acquiring new clients for your firm.
Getting Started with SimplyRIA
Starting your own RIA is a daunting task when you’re doing it on your own. Compliance, forms, documents, State or SEC requirements, etc. Not only are you looking for help with the paperwork and overall process, but also the ins and outs of running your own business.
You need a website, online presence, marketing materials, and more. You need to find everything from financial planning tools, clients forms, a custodian, and possibly an asset manager. On top of that, you no longer have the “support” of your old wirehouse or broker/dealer.
We offer everything you need from A to Z, as much or a little as you want. Our process of understanding your practice and what is important to you and your clients will help us determine what services, support and technology needs are right for you.
Most Recent Blog Posts:
Are you thinking about starting your own RIA firm? If so, it's important to make sure that you're ready for the challenge. There are a lot of things to think about when starting a business, and making the decision to go out on your own is not one to be taken lightly....
Starting your own Registered Investment Advisor (RIA) firm can be a daunting task. There are many hurdles to jump through before you can even open your doors, and it can be difficult to get your business off the ground. In fact, most people will never start their firm...
If you’re a financial professional who has secured a series 65 or other State approved licenses or designations, then you have probably done some research on how to start an RIA firm from scratch. You may even still be in research mode which is why you have landed on...
Learn About Your State Requirements
Are you interested in learning about state specific requirements? Click the button and select which state you would like to learn more about.
Benefits Of Starting Your Own RIA
Starting your own RIA and the independence this will create gives you the autonomy to run your practice the way you want, without the limitations you currently have.
Our team of experts will alleviate the initial and ongoing burden of compliance requirements, which will allow you to enjoy the benefits of owning the practice you’ve always dreamed of.