It’s Time to Finally Break Away from your Broker-Dealer, FMO-Based RIA or Simply get a Fresh Start!
Proven Launch Pad Process:
Painless Transition Process
Quick registration and gain immediate SEC status
Our back office team will facilitate entire client account transition
Working with a team that actually answers the phone
Building a business to create the lifestyle you envision
Establish and customize your own branch office brand, logo, and email/domain/website
Client services & fee structure autonomy
A compliance department strives to say “yes”
Profit sharing opportunities for tenured Advisors
Advisor Operating System
Focus on growing your business, while we handle the minutia:
Billing & accounting
Portfolio design & management
Comprehensive integrated BGA
Advanced markets capabilities i.e. DSTs, QOZs, 401(k), etc.
White glove client service*
In-house marketing & digital media team
Proven exclusive workshop series
Innovative marketing collateral and resources
On-boarding discovery consultation and welcome package
Add sub-advisors or admin staff to your branch office
Advisor continuity planning
Constant SEC management and audit preparation
* Subject to availability and additional basis point fee. White Glove includes: portfolio blueprint analysis, portfolio comparison & investment analysis, account opening & paperwork, NIGO support, financial Planning support
Launch Your Own RIA
Should you decide and are ready to take on establishing your own RIA, we’ll do it for free**. Additionally, we will assist with:
Developing a seamless exit strategy
Maintain our integrated 3rd party services.
Outsourced ongoing compliance services through SimplyRIA
** Talk with one of our Business Development Adivsors (BDA) for more details.